A planning objective is a concise, formally
structured statement which explains how and when a study will try to
affect a specific water use in a specific place.
Developing good planning objectives early is
paradoxically the most important and most often ignored step in the
planning process. How can a team manage to achieve objectives if they have not agreed on what those objectives are?
The best way to describe planning objectives is
to provide examples. Table 2 walks the reader through developing a
planning objective, and Table 3 provides examples of planning objectives
for a typical Drought Preparedness Study (DPS) encountered in the
National Drought Study
Table 2: Writing a Planning Objective
Describe the problems in a sentence or two
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During a
recent drought, the number of whitewater rafting days was severely
restricted, with millions of dollars in lost regional revenue.
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Use a verb or
action phrase which expresses what the team is trying to do
(increase, enhance, reduce, mitigate, etc.) regarding a resource
(water withdrawal, instream flows, etc.) in the context of the
perceived value of the resource (M&I uses, fish habitat, etc.)
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Increase the number of days of whitewater rafting
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Add to that clause (verb, resource and context), the geographic area of concern (in the lower James Basin).
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Between Ogle Point and Deadman’s Whirlpool
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Finally, say
whether this is a dynamic or static change. If demand is not expected
to change in the future, then the problem strikes whenever a
meteorological drought occurs. But if demand is increasing, or becoming
more complex, then the problem may occur more often or to a greater
degree in the future. The former condition can often be remedied
completely with a tactical drought contingency plan. The latter may be
better addressed in strategic planning because demand is outgrowing
the structures, institutions and laws, which were once adequate.
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During droughts would be static;
If conditions were expected to change for better or worse, then that should be stated as part of the objective:
During droughts until the Oglethorpe water supply project is completed
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Verbs
commonly used in the action phrase include: advance, compensate
for, conserve, contribute to, control, create, destroy, develop,
eliminate, enforce, enhance, establish, exchange, improve, maintain,
manage, minimize, mitigate, preserve, produce, promote, protect,
provide, reclaim, reconstruct, recover, recreate, rectify, reduce,
rehabilitate, repair, replace, restore, retire, stabilize, or
substitute.
Table 3: Planning Objectives for a Typical DPS
Kanawha River Basin DPS Planning Objectives
Problems: During a drought…
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Planning Objectives
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1. Whitewater rafting on the Gauley River is restricted
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1. Increase the reliability and value of the Gauley River whitewater rafting experience during drought conditions
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2. Corps reservoirs are
drawn down to meet downstream water needs. In-lake recreation
suffers when drawdown is significant
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2. Increase reliability of the recreational opportunities on lakes in the Kanawha River basin during drought
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3. Normal navigation pools could be difficult to maintain resulting in disruptions to navigation traffic
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3. Maintain navigation on the Kanawha River during drought
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4. Flows in the Kanawha
River could decrease such that losses to hydropower generation at the
Corps of Engineers lock and dam projects could occur
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4. Maximize hydropower generation in the Kanawha River basin during drought
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Since the development of planning objectives sets the stage
for the entire planning process, it is important that the concept of a
"planning objective" is clarified as much as possible. Therefore,
the following list identifies things that are not planning objectives, helping planners avoid hindering the planning process by developing false planning objectives.
Examples of what are not planning objectives
- "To increase economic benefits" — This is a broad goal at the regional level, and cuts across several objectives.
- "Build a desalinization plant" — This is a means, not an objective.
- "Eliminate water supply shortfalls" — Measures should be “sized” after consideration of their costs.
- "Assess the impacts of droughts" — This is a study procedure, not an end in itself.
- "Reduce groundings in the channel" — This could be achieved by banning navigation. An objective along these lines would read: to improve navigation between (point A and B) during drought.
- "Maintain instream flows between river miles 300 and 305 at 800 cfs or above" — This is a constraint rather than an objective. An objective might read: to enhance water quality for fish habitat between river miles 300 and 305 during droughts.
In addition to planning objectives, the study team should
also develop statistical measures of the performance of the water
system relative to the needs of the user. The development of these
measures is essentially a technical assignment, but the acceptance and
relevance of performance measures can be confirmed in workshops and
stakeholder interviews. Examples of performance measures are shown in
Table 4.
Table 4: Typical Measures of Performance
Water Use Category
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Typical Performance Measure
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Municipal
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Frequency of failure to meet unconstrained demand
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Industrial
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Frequency and duration of supply failures
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Navigation
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Frequency and duration of channel closing or imposition of light loading requirements
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Lake Recreation
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Frequency and duration the boat ramps are out of water
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River Recreation
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Frequency and duration of depths or flows too low for recreation
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Hydropower
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Power produced, or frequency of failure to meet minimum levels of production
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Fish Habitat
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Frequency of failure to meet minimum flow targets
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Irrigation
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Probability of failure to supply water needs for this year’s plantings
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An alternative may produce economic effects by changing the
level of activity in several water purposes. For example, changing the
rules for reservoir releases may change the level of hydropower
production, navigation and several forms of lake and riverine
recreation. The change in each activity will have economic
consequences. Establishing an account for these economic
effects allows the total economic effect of an alternative to be
summed and compared to the total economic effect of other
alternatives. Accounts can also be established for environmental
quality, social well being and equity, although (unlike the economic
account) there is almost certain to be more than one unit of
measurement for the effects within any one of these accounts.
The use of the accounts not only helps organize the effects, it can help planners understand distinctions between the ends of different stakeholders who support the same means.
For example, a team may be working under a constraint to provide
instream flows for fish. The constraint may be managed by a state fish
and game agency and supported by a Native American tribe, an
environmental group, and an association of small businesses that outfit
tourists who come to fish. The number of days that stream flows
fell below the minimum standard would be a simple, useful performance
measure, but it would not reflect the complexity of the effects of
failing to meet the standard.
The environmental group might support the minimum flow
standard because it helps preserve a threatened or endangered species
(an environmental effect). The tourists may be concerned about the
decreased opportunity to fish, an impact that can be measured in economic terms
according to their willingness to pay for that experience. The
outfitters would have a special concern for their own viability. If
reducing instream flows would bankrupt a class of businesses, that
alternative might be judged inequitable. The tribal concern could be
for the maintenance of a traditional, formal social activity.
Knowing the ultimate objectives of each stakeholder group can help DPS
teams develop and estimate the acceptability of alternative
management plans.
Table 5 provides a checklist of water uses, problems,
planning objectives and performance measures that could be used during
this stage in the planning process to ensure that all the stakeholder
issues are addressed, objectives are determined, and ways to measure
the performance of alternative plans against those objectives is
accomplished.
Table 5: Checklist of Water Uses, Problems, and Evaluation Measures
Water Use
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Problem
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Planning Objectives
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Measures of Performance
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Decision Criteria
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Related Economic, Social, Environmental Impacts
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Irrigation
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Livestock Watering
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Municipal Water
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Industrial Water
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Hydropower
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Lake Recreation
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River Recreation
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Water Quality (Dilution)
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Fish & Wildlife Habitat
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Flood Control
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Navigation
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